Editor’s Note: A friend recently offered some speculation as to the Fermi Paradox, which ponders the absence of evidence of extraterrestrial intelligence, phrased by one source as, “If life is so easy, someone from somewhere must have come calling by now.” I speculated similarly about four years ago, pre-Substack. I offer my musings again, lightly updated.
I used to be a nuclear rocket engineer. Really, I was. Department of Defense, NASA, missions to Mars and other planets... for a span of about 7 years during the Reagan-Bush era, I was eyeballs deep in it. My octogenarian aunt, who has lived her whole life on an idyllic Greek island, translated a generalized awareness of my aerospace career into a presumption that I knew all sorts of secret things about space aliens and government coverups of little green men. So, when last I saw her, she invited me to talk about extraterrestrial intelligence. Well, actually, she's asked me, with a nod and a wink, to confirm for her that those little green men exist and that the government was hiding them. Lost (and never to be found) on her was the simple reality that nothing I did in my career put me within hundreds of miles of Area 51 or anyone who might know any "secrets" regarding alien landings, Martian invasions, contact with 'ET Phone Home' or the like.
But, I had to tell her something, and to tell her something I had to figure out what I believed on the subject. While the selection of literature, deep thought, speculation, pseudo-science, conspiracy theories, and analyses on extraterrestrial life is vast, I'm going to eschew it all in favor of a ground-up assessment.
Let me preface this by saying that everything I write here, apart from the basic realities of physics, is pure conjecture and personal belief. It is also written without regard to theology and religion. And, my conjecture and belief is that, yes, there is (or has been) intelligent life in the universe, and, no, we haven't been visited by aliens.
First, the former. The universe is a big place. Really big. REALLY big. By latest estimates, there are (conservatively) over 100 billion galaxies in the universe. Our galaxy alone contains 200 billion stars. Total stars in the universe? Over 100,000,000,000,000,000,000,000. And, the universe is old - close to 14 billion years old. Human comprehension has no basis for understanding just how huge these numbers are, how vast space is, and how old the universe is.
Earth orbits an unexceptional star in an unexceptional location in an unexceptional galaxy. Is the existence of intelligent life on our planet so exceptional as to be unique? Is the combination of factors that led to the rise of life out of the primordial soup so unlikely that this is a one-off? Seems unlikely.
And that's as far as I need to go in support of my belief that there is or has been other intelligent life in the universe. Your mileage may vary, you may want more than that, and there's tons of scholarship on the subject. But, to me it's not a particularly pressing issue, because this next bit makes my presumption irrelevant to the ET visitor question.
Consider the speed of light. Science fiction books and movies (and some peculiarities of quantum physics) aside, it is an absolute limit on the speed at which objects can propagate through the universe. It is this limit that forms the foundation of my belief that, no, we haven't been visited by little green men. It's fun to contemplate spaceships zipping along at many times the speed of light, or using wormholes to instantly travel enormous distances, but all that's fiction or speculation, not fact. Confusing what we want to be true with what is true is a quick way to go astray from reality.
Consider, next, the age of human civilization. Order-of-magnitude, 10,000 years. 99% of human history is pre-technological. We've only had the ability to transmit and receive electromagnetic radiation for about 150 years.
Let's apply the speed of light to that last time span. Our first radio signals (certainly long attenuated down to nothingness, but ignore that for now) have traveled a total of 150 light years outward from Earth. If there is another intelligence out there, doing as we are doing with SETI (i.e. listening to the sky for signs of life), it will have to be within 150 light years of Earth to have heard our civilization. Now let's suppose that this intelligence is sufficiently advanced to engage in interstellar travel, at something close to the speed of light. And, let's suppose that those little green men had nothing better to do than to hop on board their interstellar ships and race here the moment they heard our first little pipsqueaks. If they left the day they heard our first signal, they'd still need over 150 years to get here. Clearly, those folks haven't been here yet, given that they'd be leaving their star today. The "round-trip" nature of signal and travel reduces the range within which little green men might hear us and come racing over to less than 75 light years.
Since they'd have to decide whether those first faint signals were worth their effort, and then load up their spacecraft and accelerate them to whatever interstellar speed they can muster (less than the speed of light), the actual maximum distance of their civilization is more like 20 or 30 light years, but let's leave it at 75 for now. A quick Google search tells me that there are 3500 stars in that volume of space. So, the little green men would have to be at one of those 3500 stars, listening and interested in visiting. There is temptation here to go into the probability regarding planets around those stars, the probability that those planets are in the right orbit to allow the development of life, and so forth, and draw down the 3500 number to something much smaller, possibly smaller even than 1. But, I'm going to take a time-based approach instead.
We have been a technological race for a couple hundred years. We've been space-faring for 50 years. We witness here on Earth an ever-increasing rate of technological innovation. Some futurists have written of what they call the oncoming technological "singularity," a point in time at which technological development will transform society so fundamentally that we cannot conceive of what it will look like, and may include our uploading our consciousnesses into machines. It's a fascinating idea, espoused by such authors as Vernor Vinge, and worth googling. But, I won't go into it any further here, other than noting that some of the futurists who developed the notion think it's mere decades away. I'm not convinced it's that close, but I think it highly likely that human civilization will radically transform at some point in the next few centuries. What will become of us in that time? Who knows? What's relevant to the discussion at hand is that our time as this sort of technological civilization is measured in hundreds of years.
If we're technological at a recognizable level for less than a millennium, it doesn't seem unreasonable to contemplate that the little green men will experience a similar history. So, in addition to needing to be at a star close enough to hear our pipsqueaks, they'll have to align with our civilization time-wise very, very closely. The universe is 13.72 billon years old. The Milky Way is 13.2 billion years old. Earth is 4.3 billion years old. Our technological window is 0.0000007% of the age of the universe. If the little green men's civilization began even that tiny percentage of galactic time before ours, they'd have missed us. Combine the small number of stars close enough to have heard us and travel from with this tiny sliver of time, and you get to my probability-based conclusion that we haven't been visited by the aforementioned little green men.
Yes, there are myriad assumptions that, made differently, alter this mix. But, even if we extend the lifespan of technological civilization by orders of magnitude, we still end up with small numbers and low probability. And, if we presume that space travel is trivial to a truly advanced civilization, and that said civilization will have been spreading throughout the galaxy for hundreds of thousands of years, we might speculate that they've stopped by our little rock just out of curiosity instead of in response to our radio leakage. Going down that path takes us to ancient astronauts, Erich Von Daniken and all sorts of other archeological ETs. But, I repeat the earlier admonishment about confusing what we want to be true with what is true or what we know. There is also the question of, if intelligent life expands in a recognizable form across the stars, why is there no evidence of it? Why hasn't the Earth already been colonized? Where are they? This is dubbed the Fermi Paradox.
This topic has obviously been covered to much greater depth by much bigger brains, with widely varying results. One place to start for those who want to dig more into this is with the Drake Equation. I remember being first exposed to the Drake Equation in high school chemistry class, as an amusing aside to orbitals and the periodic table. The teacher (probably Mr. Raso) applied order-of-magnitude values to most variables, and concluded with the final variable - the span of time that civilizations release electromagnetic radiation. Back then, the question was whether civilizations tended to last for tens of thousands of years or tended to destroy themselves (late 70s, cold war, ICBMs, you get the idea). As a high school kid, I thought it was wicked cool, and thought it was really a nifty bit of scholarship. I did have a niggling doubt about the willy-nilly declaration of "lets say 1 in 10 fit this variable, and 1 in 10 fit that variable," but didn't think much of it until I read Michael Crichton's fantastic essay on the subject, which makes the compelling (dare I say incontrovertible?) case that the Drake Equation has no basis in science. Still, as an introduction to the ideas behind the question of whether there's other life out there, it's educational.
Which takes us full-circle to my original point - that this essay is about belief, not science. And, more broadly and more to the point, the entire question regarding extraterrestrial intelligence is unanswerable from a rational/scientific basis and therefore boils down to beliefs. Just as ancient Sumerians didn’t have a whit’s chance of conceiving the world as it is today, we don’t have any hope of predicting what a post-singularity human civilization would look like, how it would function, or even if it would operate in a fashion that would emit detectable electromagnetic radiation. We don't even know enough to theorize within the context of scientific thought.
So, are there little green men flying around our skies or hiding in our oceans? Believe what you want.
A December 2022 update: The original essay was about extraterrestrial visitors, which isn’t the same as “are there other technological civilizations out there"? As to that broader question, my personal "resolution," or preferred idea, given the limits of what we know and can know, is that the "electro-magnetic" window of a civilization may be relatively short. Imagine how we would detect a aliens - it'd be by EM emissions strong enough to be detected by us. We've only been emitting for a hundred fifty years, and most of that span has been really low power. Let's say for talking purposes that a civilization emits for a thousand years before it advances to something we cannot ideate. Again - the technological singularity - where we simply don't know what things will look like on the other side. That "don't know" can be a tough pill to swallow, but swallow it we must if we are to be intellectually honest.
Any sufficiently advanced technology is indistinguishable from magic. - Arthur C Clarke.
So, perhaps the other side of the singularity (or "a" singularity - there many be many, and some futurists have spoken of things like the Kardashev Scale, which sorts technological civilizations into categories) makes for a civilization that doesn't emit EM that's detectable by us.
That means that there'd be a "wave" of EM a thousand light years across spreading out. If we miss that "wave" in our detection, we've missed evidence of the civilization. In a 14 billion year old universe, a 1000 year span is a blip.
Another possibility is that life is rarer than we want to believe. It could be that every galaxy manages to spawn a handful of civilizations across its lifespan, which make it really easy for us to "miss" each other, even if we expand the lifespan of an EM civilization to millions of years. That still doesn't make life rare or unique - lotta galaxies out there.
Still another possibility is what (spoiler alert) the writer Liu Cixin speculated - that they're out there but they're hiding. Read The Three Body Problem and its sequels for more on that.
Then there’s the bit that started this trip down memory lane - the self-annihilation possibility. Could it be that civilizations inevitably “off” themselves, via nuclear or biological war? I’m skeptical of this one, because life is so persistent and adaptable, and because human ingenuity has proven so powerful. There’s also the risk of external annihilation, but we’re talking about a BIG rock hitting the earth, and in just a couple centuries from the start of “technology,” we are really close to having the ability to prevent such catastrophes. In a few decades at most, the external destroyer possibility will have been remediated to nil.
There's a lot we still don't know. And there's almost certainly a lot we don't know we don't know. Given all this, I cannot in good conscience come to any "conclusion" as to the Fermi Paradox, and more to the point I don't think that anyone can. There are too many plausible possibilities.
And that's before adding deism or theism to the mix. I'll leave that for another time.
I’m OK with not knowing, and I also don’t feel any compulsion to try and shoehorn oddities into a “gaps” formulation, as in “if we can’t understand something, it must be aliens.” I’ve seen too much of the latter come apart (the US government has been data-dumping lots of UFO stuff on us of late, and it still remains that there’s no compelling evidence of aliens).
Occam’s Razor and other tools should prevail.
What’s more likely, that the Sun is pulled around the earth by a god on a chariot, or that the ancients simply didn’t know enough to figure it all out? And, what’s more likely, that a weird aerial phenomenon is space aliens doing things that our current level of physics knowledge says is impossible, or that we got something wrong in our observation? Need I note, by the way, that physics isn’t parochial - that whatever limits exist on us (e.g. the speed of light) also exist for whatever aliens might be out there?
Once more - I’m not offering answers or conclusions here - just personal speculation drawn from things we know. The things we don’t know are sufficient to keep many conclusions that we may find attractive from being fact- or logic-based. Which is to say, not really conclusions after all.
As you know, I like your columns and do not want you to waste time on speculations and so I'll give you the answers to your questions. Of course, no one who reads my answers will believe them and so I need have no hesitation in being completely forthright and honest. First, there is intelligent life in the universe and there are aliens on earth. I'm one of them. And if you were to subject me to your most detailed examinations, you would find nothing to indicate that I wasn't born on this world. If you can already conceive in your science fiction that you can create bodies which could even interbreed with the natives as in Avatar, then my existence should not come as a surprise. By the way, many of us aliens find Avatar just as dumb as do many of you. Any starfaring civilization could easily wipe out any pesky Na'vi to get whatever "unobtanium" is on that planet. After all, if you can create those human/Na'vi hybrids then you can also easily create a plague to wipe the Na'vi out much as happened to native populations in the Americas with the inadvertent introduction of smallpox.
Second, the reason why you have not been able to detect other alien civilizations is because we don't want you to be aware of our existence. That would spoil our entertainment as I'll explain below. We have shielded probes covering every planet in this part of the galaxy which could give rise to intelligent life. Once you reach a critical stage such as the controlled propagation of radio waves then we erect a shield which keeps you from listening in on our conversations and activities. I won't bother to try to explain how we do that to you. One of our best agents whom you know as Arthur C. Clarke got it right as you reference in your own column about "magic".
Third, why are we here on earth? Even though intelligent life exists in the universe it is exceedingly rare. Life is a precious gift and so we seek to encourage it wherever we find it. However, that doesn't come cheap and until you're ready as a species to go out upon the galactic stage we have to find a way to finance your makeover. Sadly, despite our best efforts, there are races which are so morally corrupt that the kindest thing we can do to them is to end their existence. That's happened twice in your solar system with both the Martians and Venusians. Hopefully, the third try will be lucky as a charming phrase puts it in your language.
Fourth, how do we plan to change you as a race to one worthy to travel between the stars? We put agents in place like Clarke and myself to help guide your civilization to a higher level and when necessary engage in active interventions. We're the reason why Chicago wasn't turned into a nuclear hellhole when your scientists were tempting fate with their jerry built reactor. We also finance entertainment to help people become comfortable with the idea of aliens and faster than light travel and understanding that there are other ways than war to settle disputes. Some of our best successes were Star Trek TOS and the original three Star Wars movies. But, we don't always succeed. The less said about Star Trek Discovery and any of the other Star Wars movies the better.
As I mentioned earlier, this isn't cheap. And, this is the part that you may find most unattractive about our plans. To put it bluntly, we finance our operations by turning your world into the ultimate reality show in which the stakes are real and real people can die. When the ratings drop then we sometimes have to spice things up with incidents like the second world war. Roosevelt, Stalin, Churchill and Hitler were all our agents. Recently, we had to do something similar using one of our better agents who is known by you as Donald J. Trump. Please accept our apologies for how things turned out but the ratings went boffo and we made a mint with all the contributions from his supporters which were never used for their specified purpose. The NFTs were our idea as well. In fact, the $4.5 million made on earth was pocket change compared to the $450 billion made elsewhere. We'll have to come up something new soon since Trump's shtick is starting to wear thin but he's been one of our greatest assets when it comes to raising funds just like the Clintons. You can trust us. Eventually, we'll find another planet to take your place and we can proceed with "civilizing" you.
If you have any other questions, please feel free to leave comments below and I'll be glad to give you honest answers.
Thanks as always for the thought-inducing content. I've found that I shouldn't read your column in my "reading room" lest my legs go numb from the ponderance time required.